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Ruling a clean sweep for Lobato plaintiffs

Written by on Dec 12th, 2011. | Copyright © EdNewsColorado.org

A Denver judge’s ruling in the Lobato school funding case represents a sweeping legal victory – at least at the trial court level – for the parents and school districts that brought the case.

Lobato trial site

Site of Lobato trial in Denver City and County Building

In fact, District Judge Sheila Rappaport’s 189-page decision, issued late Friday afternoon, incorporates word-for-word much of a proposed ruling filed by the plaintiffs in late October.

It’s an established legal practice for lawyers to file documents called “proposed conclusions of law and findings of fact” in many complex civil lawsuits. Lawyers for the attorney general’s office filed their own 90-page findings-and-conclusions document, which could have formed the basis of a ruling in favor of the state, had the judge chosen that course.

Rappaport’s ruling also included small parts of the document filed by lawyers for the Mexican-American Legal Defense and Education Fund, who represented a separate group of plaintiffs but whose claims were basically the same as those of the main group.

“It tracks it very closely,” lead plaintiffs’ lawyer Kathleen Gebhardt said of how the judge’s ruling compares to Gebhardt’s proposed document.

The Rappaport ruling even included plaintiffs’ language that was critical of defense witnesses, such as:

• “Dr. Hanushek’s analysis that there is not much relationship in Colorado between spending and achievement contradicts testimony and documentary evidence from dozens of well-respected educators in the State, defies logic, and is statistically flawed.” (That referred to Eric Hanushek, a Hoover Institution economist who was a central expert witness for the state.)

• “Some of the State’s witnesses hold extreme views on education and school funding that are inconsistent with the Colorado Constitution and/or state reform legislation.” (That referred to Republican former Senate President John Andrews, who also testified for the defense.)

The Lobato case generated tens of thousands of pages of documents, including exhibits, expert-generated studies, witness depositions, state agency documents and reports and even news articles. The trial started at the beginning of August and stretched until the Friday before Labor Day. (Get links to many case documents here, including daily transcripts from the trial.)

The proposed findings of fact and conclusions of law filed by each party essentially laid out their summaries of all that evidence and the conclusions they believed the evidence led to, providing the judge a choice of rulings without having to create one from scratch.

Inside the ruling

District Judge Sheila Rappaport

Denver District Judge Sheila Rappaport

Rappaport’s ruling is big enough that it has a table of contents, but a chunk of the document is basically legal boilerplate and for-the-record material – including agreed-to facts, such as names of and information about the plaintiffs.

The bulk of the ruling – stretching for 160 pages – consists of summaries of witness testimony (cross referenced to pages of trial transcripts) and was taken word-for-word from the plaintiffs’ proposed findings of fact and conclusions of law.

The main topics covered in those summaries include the meaning of a thorough and uniform education system, the school finance system, the relationship between funding and a thorough and uniform system, the impacts of underfunding of education, the relationship of funding and educational quality, the effect of funding on education quality, Colorado student achievement, impact on special student populations, school construction and the impact on individual plaintiff school districts

The ruling also includes much of the plaintiffs’ take on the testimony of defense witnesses, including all the critical references.

Rappaport’s decision reaches these key conclusions:

• “The Court therefore concludes that the entire system of public school finance … is not rationally related to the mandate of the Education Clause.”

• “The public school finance system falls short of providing sufficient funding to meet the mandate of the Education Clause and standards-based education.”

• “Due to lack of access to adequate financial resources, the Plaintiff School Districts and the school districts where Individual Plaintiffs reside (collectively, the “School Districts”) are unable to provide the educational programs, services, instructional materials, equipment, technology, and capital facilities necessary to assure all children an education that meets the mandates of the Education Clause and standards-based education.”

• “The Court therefore concludes that Colorado public school children are not receiving the thorough and uniform educational opportunities mandate by the Education Clause.”

(Although the ruling doesn’t put it in these terms, it essentially says the legislature needs to pay for the education reforms it enacts, something it has not done for such major legislation as the 2008 Colorado Achievement Plan for Kids and the 2010 educator effectiveness act. In a sense, the Lobato ruling is the ultimate rebuke to the “unfunded mandates” that school district leaders constantly complain about.)

What’s next

Kathleen Gebhardt

Kathleen Gebhardt

Gebhardt said at a Saturday news conference in Colorado Springs that the plaintiffs hope the state won’t appeal, which would create a big assignment for the 2012 legislature in starting to work on a new school finance system.

But it’s expected that the state will appeal. Gebhardt estimates it would take the Colorado Supreme Court a year to decide the case, based what’s happened with past appeals in major state public policy cases.

Beyond an eventual court decision is the question of whether the state can afford to increase education spending and continue funding other state programs. Most observers expect that would require going to the voters for a tax increase, as the Taxpayer’s Bill of Rights requires.

That raises the yet-bigger question of what happens if the voters say no, as they did in November to a proposed tax increase for K-12 schools and higher education.

For now, Gebhardt says enigmatically, “The voters can’t ignore a court order.”

Text of Rappaport’s order

The first paragraph was taken from the plaintiffs’ proposed findings of fact and conclusions of law. The remaining text was added by the judge.

The Court finds that the Colorado public school finance system is unconstitutional.
Evidence establishes that the finance system must be revised to assure that funding is rationally related to the actual costs of providing a thorough and uniform system of public education. It is also apparent that increased funding will be required. These are appropriately legislative and executive functions in the first instance. Thus, the Supreme Court has directed that this Court shall “provide the legislature with an appropriate period of time to change the funding system so as to bring the system in compliance with the Colorado Constitution.” Taking these directions into account, the Court enters Judgment and Orders as follows:

Injunctive relief enters in favor of the Plaintiffs, and all of them, and against the Defendants, and all of them, as follows:

1. Defendants are enjoined from adopting, implementing, administering, or enforcing any and all laws and regulations that fail to establish, maintain, and fund a thorough and uniform system of free public schools throughout the state that fulfills the qualitative mandate of the Education Clause and the rights guaranteed to the Plaintiffs thereunder and that is in full compliance with the requirements of the Local Control Clause; including, without limitation the Public School Finance Act of 1994 in its entirety, categorical funding programs, and capital construction funding laws and regulations;

2. Defendants are further enjoined to design, enact, fund, and implement a system of public school finance that provides and assures that adequate, necessary, and sufficient funds are available in a manner rationally related to accomplish the purposes of the Education Clause and the Local Control Clause;

3. The Court hereby stays the enforcement of the injunctive relief set forth herein above in order to provide the State with a reasonable time to create and implement a system of public school finance that meets the mandates of the Education Clause and the Local Control Clause. This stay shall continue in effect until final action by the Colorado Supreme Court upon appeal of the Court’s decision; provided that if appeal is not perfected to the Colorado Supreme Court, this Court shall review the stay upon application of either party submitted no earlier than the conclusion of the 2012 legislative session. While this stay is in place and until further action by the Supreme Court or this Court, the present financing formula and funding may remain in effect.

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5 Responses for “Ruling a clean sweep for Lobato plaintiffs”

  1. Bob Harold says:

    It’s nice to finally see somebody with some authority point out the hypocrisy of Hanushek. Essentially you have a conservative economist (Hoover Institute) who rakes in over half a million per year providing “expert” testimony, employed by a university (Stanford) that charges over $50,000/year, arguing that money doesn’t matter in education. Or more bluntly, he’s arguing that money in education doesn’t matter for poor kids, since it obviously matters to Hanushek and Stanford…

  2. Tom Carllon says:

    Todd Engdahl is congratulated for his blow-by-blow coverage of the trial. Wonderfully succinct, yet thorough, with great color analysis, too!

    Let’s hope that the political left and right don’t collude next year to eliminate the “thorough and uniform” requirement from Colorado’s constitution. There’s an advantage for each side to get rid of this “troublesome and wasteful” provision. Eliminating it gives political cover to both parties in the name of so-called tax savings, something that will devastate education in Colorado.

    Maybe the trade off will be this: Rollie Heath’s 5-year tax increase will be resurrected with a provision that “thorough and uniform” be stricken from the Constitution. The Dems will appear to support education (for awhile, at least), and the GOP (and the Dems, to some extent) will get their tax breaks to tout to the voters. Everybody (yeah, right) wins, and Colorado suffers for years to come.

  3. John Dorgan says:

    Where will this ruling leave higher education? Does this simply mean robbing Peter to pay Paul? I anticipate an acceleration of scheduled cuts to higher ed so that the limited funds available can be directed to cover K-12 shortfalls. Hopefully, the K12 system will improve but will there be anywhere to go if you cannot afford to pay private college tuition rates?

    Why will it take a ruling of the State Supreme court to make the legislature get its house in order? Wyoming is providing some of the most generous school funding in the country based on having a reasonable severance tax. Why can’t Colorado follow the Wyoming model?

  4. jeffrey miller says:

    Well, John, I’d say that after a generation of TABOR, the chickens have come home to roost. Conservatives in Colorado have had their way with fiscal policy all this time, living in a kind of magical reality. I’m not really sure why everyone is all surprised about this ruling.

  5. Anthony Lobato says:

    Thank you for the fair, factual, and dare I say calm coverage of the case and the Ruling. As advocates for public education we have our work cut out for us regarding public opinion and trying to convince the legislature to enact meaningful reforms and spending levels so we can put this issue behind us. Hopefully it will also have enough foresight and flexibility to grow and adapt.

    I’ve listened to the rants and raves on the one hand about greed and the indifference of Colorado citizens to fund education, especially for those who are disadvantaged. Kathleen Gebhardt was then interviewed and she gave an excellent overview on what the ruling said, it’s implications, and what we hope the ruling will achieve. The answer from the host was to rant and rave about greed and the indifference of Colorado citizens to fund education, especially for those who are disadvantaged.

    On the other hand, I listened to countless statements about activist judges and the sins of the judiciary trying to dictate to the legislature their responsibilities. When I tried to contact them privately to remind them that the Sate lost this case on it’s merits and Judge Rappaport had no choice but to rule for the Plaintiffs based on a fair and comprehensive trial, I received no response. I can’t help but conclude they do not want to be confused by the facts.

    Again our sincere thanks to every one for their support.

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